-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OIuNRmh/qXNtd9NdqOf2t1k4JJKVmOV0t3C/AUg/mRwHIry8LXX+/pONSHegs51z HlRsLzNuItBoeFG+wPv4yA== 0001116679-02-001390.txt : 20020809 0001116679-02-001390.hdr.sgml : 20020809 20020809162244 ACCESSION NUMBER: 0001116679-02-001390 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020809 GROUP MEMBERS: CANNELL CAPITAL, LLC GROUP MEMBERS: GEORGE S. SARLO CHARITABLE REMAINDER TRUST GROUP MEMBERS: GS CANNELL, LLC GROUP MEMBERS: J. CARLO CANNELL GROUP MEMBERS: PLEIADES INVESTMENT PARTNERS, L.P. GROUP MEMBERS: THE ANEGADA FUND LIMITED GROUP MEMBERS: THE CUTTYHUNK FUND LIMITED GROUP MEMBERS: TONGA PARTNERS, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CASCADE CORP CENTRAL INDEX KEY: 0000018061 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 930136592 STATE OF INCORPORATION: OR FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43622 FILM NUMBER: 02725025 BUSINESS ADDRESS: STREET 1: 2201 N.E. 201ST AVE. CITY: FAIRVIEW STATE: OR ZIP: 97024-9718 BUSINESS PHONE: 5036696300 MAIL ADDRESS: STREET 1: 2201 N.E. 201ST AVE CITY: FAIRVIEW STATE: OR ZIP: 97024-9718 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CANNELL CAPITAL LLC CENTRAL INDEX KEY: 0001058854 IRS NUMBER: 943366999 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 150 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4158358300 MAIL ADDRESS: STREET 1: 150 CALIFORNIA STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: CANNELL J CARLO DBA CANNELL CAPITAL MGMT DATE OF NAME CHANGE: 19980330 SC 13D/A 1 cc13da.txt CASCADE CORPORATION. DATE OF EVENT: JULY 19, 2002 ---------------------------- OMB APPROVAL OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden Hours per response.....14.90 ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Cascade Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class Securities) 147195101 ------------------------------------ (CUSIP Number) Kenneth D. Heller Cannell Capital, LLC, 150 California Street, 5th Floor, San Francisco, CA 94111 (415) 395-3330 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications July 19, 2002 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. |_| Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosure provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a current valid OMB control number. SEC 1746 (2-98) Page 1 of 15 pages CUSIP No. 147195101 --------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Cannell Capital, LLC 94-3366999 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X].................................................................. --------------------------------------------------------------------- (b) [_].................................................................. --------------------------------------------------------------------- - -------------------------------------------------------------------------------- 3. SEC Use Only............................................................. ------------------------------------------------------------- - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) OO.................................... -------------------------------------- - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e)................................................... --------------------------------------------------- - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization California....................... ----------------------------------- - -------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power 0.................................... Beneficially ------------------------------------- Owned by Each ------------------------------------------------------------ Reporting Person 8. Shared Voting Power 0.................................. With: ----------------------------------- ------------------------------------------------------------ 9. Sole Dispositive Power 0.............................. ------------------------------- ------------------------------------------------------------ 10. Shared Dispositive Power 0............................ ----------------------------- ------------------------------------------------------------ - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 0.......... ----------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) .............................................. --------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 0.0%................. --------------------- - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) - -------------------------------------------------------------------------------- IA............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- Page 2 of 15 pages CUSIP No. 147195101 --------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). J. Carlo Cannell - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X].................................................................. --------------------------------------------------------------------- (b) [_].................................................................. --------------------------------------------------------------------- - -------------------------------------------------------------------------------- 3. SEC Use Only............................................................. ------------------------------------------------------------- - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) OO.................................... -------------------------------------- - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e)................................................... --------------------------------------------------- - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization USA.............................. ----------------------------------- - -------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power 0.................................... Beneficially ------------------------------------- Owned by Each ------------------------------------------------------------ Reporting Person 8. Shared Voting Power 0.................................. With: ----------------------------------- ------------------------------------------------------------ 9. Sole Dispositive Power 0.............................. ------------------------------- ------------------------------------------------------------ 10. Shared Dispositive Power 0............................ ----------------------------- ------------------------------------------------------------ - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 0.......... ----------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) .............................................. --------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 0.0%................. --------------------- 14. Type of Reporting Person (See Instructions) - -------------------------------------------------------------------------------- IN/HC......................................................................... - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- Page 3 of 15 pages CUSIP No. 147195101 --------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). The Cuttyhunk Fund Limited - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X].................................................................. --------------------------------------------------------------------- (b) [_].................................................................. --------------------------------------------------------------------- - -------------------------------------------------------------------------------- 3. SEC Use Only............................................................. ------------------------------------------------------------- - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) WC.................................... -------------------------------------- - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e)................................................... --------------------------------------------------- - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Bermuda.......................... ----------------------------------- - -------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power 0.................................... Beneficially ------------------------------------- Owned by Each ------------------------------------------------------------ Reporting Person 8. Shared Voting Power 0.................................. With: ----------------------------------- ------------------------------------------------------------ 9. Sole Dispositive Power 0.............................. ------------------------------- ------------------------------------------------------------ 10. Shared Dispositive Power 0............................ ----------------------------- ------------------------------------------------------------ - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 0.......... ----------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) .............................................. --------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 0.0%................. --------------------- - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) - -------------------------------------------------------------------------------- CO............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- Page 4 of 15 pages CUSIP No. 147195101 --------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). The Anegada Fund Limited - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X].................................................................. --------------------------------------------------------------------- (b) [_].................................................................. --------------------------------------------------------------------- - -------------------------------------------------------------------------------- 3. SEC Use Only............................................................. ------------------------------------------------------------- - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) WC.................................... -------------------------------------- - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e)................................................... --------------------------------------------------- - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Cayman Islands................... ----------------------------------- - -------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power 0.................................... Beneficially ------------------------------------- Owned by Each ------------------------------------------------------------ Reporting Person 8. Shared Voting Power 0.................................. With: ----------------------------------- ------------------------------------------------------------ 9. Sole Dispositive Power 0.............................. ------------------------------- ------------------------------------------------------------ 10. Shared Dispositive Power 0............................ ----------------------------- ------------------------------------------------------------ - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 0.......... ----------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) .............................................. --------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 0.0%................. --------------------- - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) - -------------------------------------------------------------------------------- CO............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- Page 5 of 15 pages CUSIP No. 147195101 --------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). GS Cannell, LLC 98-0232642 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X].................................................................. --------------------------------------------------------------------- (b) [_].................................................................. --------------------------------------------------------------------- - -------------------------------------------------------------------------------- 3. SEC Use Only............................................................. ------------------------------------------------------------- - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) WC.................................... -------------------------------------- - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e)................................................... --------------------------------------------------- - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Delaware......................... ----------------------------------- - -------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power 0.................................... Beneficially ------------------------------------- Owned by Each ------------------------------------------------------------ Reporting Person 8. Shared Voting Power 0.................................. With: ----------------------------------- ------------------------------------------------------------ 9. Sole Dispositive Power 0.............................. ------------------------------- ------------------------------------------------------------ 10. Shared Dispositive Power 0............................ ----------------------------- ------------------------------------------------------------ - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 0.......... ----------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) .............................................. --------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 0.0%................. --------------------- - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) - -------------------------------------------------------------------------------- OO............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- Page 6 of 15 pages CUSIP No. 147195101 --------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Tonga Partners, L.P. 94-3164039 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X].................................................................. --------------------------------------------------------------------- (b) [_].................................................................. --------------------------------------------------------------------- - -------------------------------------------------------------------------------- 3. SEC Use Only............................................................. ------------------------------------------------------------- - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) WC.................................... -------------------------------------- - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e)................................................... --------------------------------------------------- - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Delaware......................... ----------------------------------- - -------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power 0.................................... Beneficially ------------------------------------- Owned by Each ------------------------------------------------------------ Reporting Person 8. Shared Voting Power 0.................................. With: ----------------------------------- ------------------------------------------------------------ 9. Sole Dispositive Power 0.............................. ------------------------------- ------------------------------------------------------------ 10. Shared Dispositive Power 0............................ ----------------------------- ------------------------------------------------------------ - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 0.......... ----------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) .............................................. --------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 0.0%................. --------------------- - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) - -------------------------------------------------------------------------------- PN............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- Page 7 of 15 pages CUSIP No. 147195101 --------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Pleiades Investment Partners, LP 23-2688812 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X].................................................................. --------------------------------------------------------------------- (b) [_].................................................................. --------------------------------------------------------------------- - -------------------------------------------------------------------------------- 3. SEC Use Only............................................................. ------------------------------------------------------------- - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) WC.................................... -------------------------------------- - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e)................................................... --------------------------------------------------- - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization Delaware......................... ----------------------------------- - -------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power 0.................................... Beneficially ------------------------------------- Owned by Each ------------------------------------------------------------ Reporting Person 8. Shared Voting Power 0.................................. With: ----------------------------------- ------------------------------------------------------------ 9. Sole Dispositive Power 0.............................. ------------------------------- ------------------------------------------------------------ 10. Shared Dispositive Power 0............................ ----------------------------- ------------------------------------------------------------ - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 0.......... ----------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) .............................................. --------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 0.0%................. --------------------- - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) - -------------------------------------------------------------------------------- PN............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- Page 8 of 15 pages CUSIP No. 147195101 --------- 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). George S. Sarlo 1995 Charitable Remainder Trust 94-6685897 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X].................................................................. --------------------------------------------------------------------- (b) [_].................................................................. --------------------------------------------------------------------- - -------------------------------------------------------------------------------- 3. SEC Use Only............................................................. ------------------------------------------------------------- - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) WC.................................... -------------------------------------- - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceeding Is Required Pursuant to Items 2(d) or 2(e)................................................... --------------------------------------------------- - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization California....................... ----------------------------------- - -------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power 0.................................... Beneficially ------------------------------------- Owned by Each ------------------------------------------------------------ Reporting Person 8. Shared Voting Power 0.................................. With: ----------------------------------- ------------------------------------------------------------ 9. Sole Dispositive Power 0.............................. ------------------------------- ------------------------------------------------------------ 10. Shared Dispositive Power 0............................ ----------------------------- ------------------------------------------------------------ - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 0.......... ----------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) .............................................. --------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 0.0%................. --------------------- - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) - -------------------------------------------------------------------------------- OO............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- ............................................................................ - -------------------------------------------------------------------------------- Page 9 of 15 pages Page 10 of 15 Item 1 Security and Issuer This statement relates to Common Stock ("Common Stock"), issued by Cascade Corporation, an Oregon Corporation. The address of the principal executive offices of Cascade Corporation is 2201 N.E. 201st Avenue, Fairview, OR 97024. Item 2 Identity and Background Name: Cannell Capital, LLC ("Adviser") Place of Organization: California Principal Business: Investment Adviser Address: 150 California Street, 5th Floor, San Francisco, CA 94111 Criminal Proceedings: None Applicable Civil, Judicial or Administrative Proceedings: None Name: The Cuttyhunk Fund Limited ("Cuttyhunk") Place of Organization: Bermuda Principal Business: Investment Address: 73 Front Street, Hamilton, Bermuda HM 12 Criminal Proceedings: None Applicable Civil, Judicial or Administrative Proceedings: None Name: The Anegada Fund Limited ("Anegada") Place of Organization: Cayman Islands Principal Business: Investment Address: c/o Goldman Sachs (Cayman) Trust, Limited, 2nd Floor, Harbour Centre, George Town, Cayman Islands, BWI Criminal Proceedings: None Applicable Civil, Judicial or Administrative Proceedings: None Name: Tonga Partners, L.P. ("Tonga") Place of Organization: Delaware Principal Business: Investment Address: 150 California Street, 5th Floor, San Francisco, CA 94111 Criminal Proceedings: None Applicable Civil, Judicial or Administrative Proceedings: None Name: GS Cannell, LLC ("GSC") Place of Organization: Delaware Principal Business: Investment Address: 701 Mount Lucas Road, CN 850, Princeton, NJ 08542 Criminal Proceedings: None Applicable Civil, Judicial or Administrative Proceedings: None Page 11 of 15 Name: Pleiades Investment Partners, LP ("Pleiades") Place of Organization: Delaware Principal Business: Investment Address: 6022 West Chester Pike, Newtown Square, PA 19073 Criminal Proceedings: None Applicable Civil, Judicial or Administrative Proceedings: None Name: J. Carlo Cannell Address: 150 California Street, 5th Floor, San Francisco, CA 94111 Criminal Proceedings: None Applicable Civil, Judicial or Administrative Proceedings: None Citizenship: United States J Carlo Cannell is the controlling and managing member of Adviser. Adviser serves as investment adviser to Cuttyhunk, Anegada, GSC, and Pleiades. Adviser is general partner and investment adviser to Tonga. All of the members of the group no longer hold any outstanding shares of Common Stock of Cascade Corporation and are no longer a Reporting Person. Item 3 Source and amount of Funds or other Consideration N/A Item 4 Purpose of Transaction The Common Stock was sold in the ordinary course of the Adviser's management of the accounts of its investment advisory clients. Subject to availability at prices deemed favorable, the Reporting Persons may acquire shares of Common Stock of the Company from time to time in the open market, in privately negotiated transactions or otherwise. The Reporting Persons may dispose of shares of Common Stock of the Company from time to time in the open market, in privately negotiated transactions or otherwise. Except as set forth above, the Reporting Persons has no present plans or intentions that relate to or that would result in any of the transactions described in clauses (a) through (j) of Item 4 of Schedule 13D. Item 5 Interest in Securities of the Issuer (a) Not Applicable (b) The responses of the Reporting Persons to Items 7 through 11 of the portions of the cover page of this Schedule D which relate to beneficial ownership of shares of the Common Stock are incorporated herein by reference. (c) A list of transactions in the past 60 days. Page 12 of 15
- ---------------------------------------------------------------------------------------------------------- Party Date Amount Bought Price per Share Where & How (Sold) Effected - ---------------------------------------------------------------------------------------------------------- Anegada 05/29/2002 (200) 13.97 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 06/03/2002 (1200) 13.97 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 06/03/2002 (400) 13.97 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 06/20/2002 (600) 15.47 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 06/20/2002 (10200) 15.47 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 06/20/2002 (4000) 15.47 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 06/20/2002 (3700) 15.47 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 06/21/2002 (1300) 15.25 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 06/25/2002 (5100) 15.22 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 06/26/2002 (6700) 15.28 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 06/27/2002 (4800) 15.23 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 06/28/2002 (700) 15.39 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 06/28/2002 (800) 15.39 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 06/28/2002 (2400) 15.39 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 06/28/2002 (200) 15.39 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 06/28/2002 (700) 15.39 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/01/2002 (900) 15.32 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/01/2002 (500) 15.32 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/01/2002 (5400) 15.32 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/02/2002 (300) 15.22 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/02/2002 (400) 15.22 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/02/2002 (200) 15.22 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/02/2002 (100) 15.22 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/02/2002 (800) 15.22 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/10/2002 (5900) 15.42 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/11/2002 (1100) 14.86 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/12/2002 (1600) 14.61 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/15/2002 (4800) 14.06 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/16/2002 (5300) 14.29 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/16/2002 (1500) 14.29 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/17/2002 (300) 13.90 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/17/2002 (3400) 13.90 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/17/2002 (1100) 13.90 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/18/2002 (200) 13.69 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/18/2002 (500) 13.69 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/18/2002 (400) 13.69 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/18/2002 (400) 13.69 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/19/2002 (8600) 13.42 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/19/2002 (4500) 13.42 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/19/2002 (5700) 13.42 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/19/2002 (700) 13.41 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/19/2002 (200) 13.41 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/19/2002 (1800) 13.42 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/19/2002 (700) 13.42 Open market - ---------------------------------------------------------------------------------------------------------- Anegada 07/19/2002 (1100) 13.42 Open market - ---------------------------------------------------------------------------------------------------------- Cuttyhunk 05/29/2002 (100) 13.97 Open market - ---------------------------------------------------------------------------------------------------------- Cuttyhunk 06/03/2002 (600) 13.97 Open market - ---------------------------------------------------------------------------------------------------------- Cuttyhunk 06/04/2002 (100) 13.97 Open market - ---------------------------------------------------------------------------------------------------------- Cuttyhunk 06/04/2002 (9100) 13.97 Open market - ---------------------------------------------------------------------------------------------------------- Cuttyhunk 06/04/2002 (14000) 13.97 Open market - ---------------------------------------------------------------------------------------------------------- Cuttyhunk 06/04/2002 (2500) 13.97 Open market - ----------------------------------------------------------------------------------------------------------
Page 13 of 15
- ---------------------------------------------------------------------------------------------------------- Party Date Amount Bought Price per Share Where & How (Sold) Effected - ---------------------------------------------------------------------------------------------------------- Cuttyhunk 06/05/2002 (2700) 13.97 Open market - ---------------------------------------------------------------------------------------------------------- Cuttyhunk 06/05/2002 (1700) 13.97 Open market - ---------------------------------------------------------------------------------------------------------- Cuttyhunk 06/05/2002 (2500) 13.97 Open market - ---------------------------------------------------------------------------------------------------------- Cuttyhunk 06105/2002 (1600) 13.97 Open market - ---------------------------------------------------------------------------------------------------------- Cuttyhunk 06/20/2002 (600) 15.47 Open market - ---------------------------------------------------------------------------------------------------------- GSC 05/29/2002 (100) 13.97 Open market - ---------------------------------------------------------------------------------------------------------- GSC 06/03/2002 (500) 13.97 Open market - ---------------------------------------------------------------------------------------------------------- GSC 06/03/2002 (1000) 13.97 Open market - ---------------------------------------------------------------------------------------------------------- GSC 06/20/2002 (1500) 15.47 Open market - ---------------------------------------------------------------------------------------------------------- GSC 06/20/2002 (400) 15.47 Open market - ---------------------------------------------------------------------------------------------------------- GSC 06/20/2002 (400) 15.47 Open market - ---------------------------------------------------------------------------------------------------------- GSC 06/20/2002 (700) 15.47 Open market - ---------------------------------------------------------------------------------------------------------- GSC 06/20/2002 (2400) 15.47 Open market - ---------------------------------------------------------------------------------------------------------- GSC 06/20/2002 (1100) 15.47 Open market - ---------------------------------------------------------------------------------------------------------- GSC 06/20/2002 (10800) 15.47 Open market - ---------------------------------------------------------------------------------------------------------- GSC 06/20/2002 (300) 15.47 Open market - ---------------------------------------------------------------------------------------------------------- GSC 06/21/2002 (1200) 15.25 Open market - ---------------------------------------------------------------------------------------------------------- GSC 06/25/2002 (2700) 15.22 Open market - ---------------------------------------------------------------------------------------------------------- GSC 06/25/2002 (2000) 15.22 Open market - ---------------------------------------------------------------------------------------------------------- GSC 06/26/2002 (6200) 15.28 Open market - ---------------------------------------------------------------------------------------------------------- GSC 06/27/2002 (4400) 15.23 Open market - ---------------------------------------------------------------------------------------------------------- GSC 06/28/2002 (4400) 15.39 Open market - ---------------------------------------------------------------------------------------------------------- GSC 07/01/2002 (6300) 15.32 Open market - ---------------------------------------------------------------------------------------------------------- GSC 07/02/2002 (400) 15.22 Open market - ---------------------------------------------------------------------------------------------------------- GSC 07/02/2002 (900) 15.22 Open market - ---------------------------------------------------------------------------------------------------------- GSC 07/02/2002 (300) 15.22 Open market - ---------------------------------------------------------------------------------------------------------- GSC 07/10/2002 (2200) 15.42 Open market - ---------------------------------------------------------------------------------------------------------- GSC 07/10/2002 (300) 15.42 Open market - ---------------------------------------------------------------------------------------------------------- GSC 07/10/2002 (1700) 15.42 Open market - ---------------------------------------------------------------------------------------------------------- GSC 07/10/2002 (600) 15.42 Open market - ---------------------------------------------------------------------------------------------------------- GSC 07/10/2002 (700) 15.42 Open market - ---------------------------------------------------------------------------------------------------------- GSC 07/11/2002 (1000) 14.86 Open market - ---------------------------------------------------------------------------------------------------------- GSC 07/12/2002 (1500) 14.61 Open market - ---------------------------------------------------------------------------------------------------------- GSC 07/15/2002 (2800) 14.06 Open market - ---------------------------------------------------------------------------------------------------------- GSC 07/15/2002 (400) 14.06 Open market - ---------------------------------------------------------------------------------------------------------- GSC 07/15/2002 (300) 14.06 Open market - ---------------------------------------------------------------------------------------------------------- GSC 07/15/2002 (100) 14.06 Open market - ---------------------------------------------------------------------------------------------------------- GSC 07/15/2002 (800) 14.06 Open market - ---------------------------------------------------------------------------------------------------------- GSC 07/16/2002 (6300) 14.29 Open market - ---------------------------------------------------------------------------------------------------------- GSC 07/17/2002 (4400) 13.90 Open market - ---------------------------------------------------------------------------------------------------------- GSC 07/18/2002 (1400) 13.69 Open market - ----------------------------------------------------------------------------------------------------------
(d) Not Applicable (e) As of June 5, 2002, the Adviser, as investment adviser to Cuttyhunk, Anegada, Tonga, GSC and Pleiades, was no longer a beneficial owner of more than 5% of the Common Stock. As of July 19, 2002, all holdings in Common Stock had been sold. Item 6 Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Page 14 of 15 J. Carlo Cannell controls and manages the Adviser who makes voting and dispositive decisions for the Cuttyhunk, Anegada, GSC, Tonga, and Pleiades. Item 7 Material to Be Filed as Exhibits None After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: August 5, 2002 J. Carlo Cannell /s/ Carlo Cannell --------------------------------- J. Carlo Cannell Cannell Capital, LLC /s/ Carlo Cannell --------------------------------- J. Carlo Cannell, Managing Member The Anegada Fund, Limited /s/ Carlo Cannell --------------------------------- J. Carlo Cannell, Managing Member Cannell Capital, LLC, Investment Adviser The Cuttyhunk Fund Limited /s/ Carlo Cannell --------------------------------- J. Carlo Cannell, Managing Member Cannell Capital, LLC, Investment Adviser GS Cannell, LLC /s/ Carlo Cannell --------------------------------- J. Carlo Cannell, Managing Member Cannell Capital, LLC, Investment Adviser Page 15 of 15 Tonga Partners, L.P. /s/ Carlo Cannell --------------------------------- J. Carlo Cannell, Managing Member Cannell Capital, LLC, General Partner Pleiades Investment Partners, LP /s/ Carlo Cannell --------------------------------- J. Carlo Cannell, Managing Member Cannell Capital, LLC, Investment Adviser -----END PRIVACY-ENHANCED MESSAGE-----